Unclaimed
Anthony Charles Settens is a financial advisor with over 23 years of experience in the financial services industry. Anthony is currently registered with GWN Securities Inc. in California and Florida and has previously worked with Equity Services, Inc. and InterSecurities, Inc. Anthony holds Series 6, Series 63, and SIE licenses. Anthony specializes in providing financial planning, market timing services, and portfolio management for individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
CA
06/30/2010 - Present
GWN Securities Inc. (ROLLING HILLS ESTATES CA)
CA
02/22/2002 - 06/30/2010
EQUITY SERVICES, INC. (ORANGE CA)
FL
09/08/1998 - 12/31/2001
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BC
Issued 09/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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