Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Charles Ruda is a financial advisor registered with Oppenheimer & Co. Inc., a broker-dealer with more than 27 billion dollars in regulatory assets under management. Anthony has been in the financial services industry since 1983 and has experience working with individuals, high-net-worth individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, retirement plans, and other entity types. He has licenses to conduct business in 22 states, including Michigan, Florida, Texas, and New York. He has passed the Series 3, 7, 63, and 66 exams. Anthony provides financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MI
09/14/2018 - Present
Oppenheimer & Co. Inc. (PLYMOUTH MI)
MI
10/12/2010 - 09/18/2018
B. RILEY WEALTH MANAGEMENT (PLYMOUTH MI)
MI
03/13/2009 - 10/15/2010
RBC CAPITAL MARKETS CORPORATION (PLYMOUTH MI)
MI
10/29/2004 - 03/13/2009
FERRIS, BAKER WATTS, LLC (PLYMOUTH MI)
NY
12/26/1985 - 11/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
04/03/1985 - 01/01/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/21/1983 - 03/26/1985
DEAN WITTER REYNOLDS INC.
BOTH
Issued 09/03/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1982
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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