Unclaimed
Anthony Charles Rosso is a financial advisor with Cetera Investment Advisers LLC. Anthony is registered with FINRA and has been in the financial services industry for over 23 years. Anthony has a broad range of experience in providing financial advice to individuals, corporations, and other businesses. Anthony is also a registered investment advisor and has a Series 65 license. In addition to his work at Cetera Investment Advisers LLC, Anthony also works with Newbridge Securities Corporation, LPL Financial LLC and Regal Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/02/2024 - Present
Cetera Investment Advisers LLC (Shrewsbury NJ)
NJ
09/29/2021 - 02/02/2024
NEWBRIDGE SECURITIES CORPORATION (SEA GIRT NJ)
NJ
01/27/2021 - 10/08/2021
LPL FINANCIAL LLC (SEA GIRT NJ)
NJ
01/02/2008 - 03/02/2021
REGAL SECURITIES, INC. (Sea Girt NJ)
NY
07/16/2004 - 12/19/2007
WACHOVIA SECURITIES, LLC (NEW YORK NY)
NY
11/17/2000 - 07/21/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/10/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/8/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/28/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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