Unclaimed
Anthony Charles Petrone is a financial professional with over 20 years of experience in the securities industry. Anthony currently works at Mizuho Securities USA LLC. Anthony has a strong background in financial markets, holding a Series 7, Series 63, Series 86 and Series 87 license. Prior to joining Mizuho Securities USA LLC, Anthony worked at Jefferies LLC and Maxim Group LLC. Anthony is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/02/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
04/01/2010 - 01/03/2022
JEFFERIES LLC (NEW YORK NY)
NY
06/22/2004 - 03/05/2010
MAXIM GROUP LLC (NEW YORK NY)
NJ
05/15/2002 - 06/17/2004
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 07/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/31/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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