Unclaimed
Anthony Berends is a financial professional with over 23 years of experience in the industry. Anthony is currently registered with Hilltop Securities Inc. Anthony's previous experience includes roles at Velocity Capital, LLC, Velocity Clearing, LLC, and Momentum Independent Network Inc. Anthony holds licenses for Series 7, 24, 55, 57TO, 82TO, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
04/25/2023 - Present
Hilltop Securities Inc. (DALLAS TX)
NY
02/08/2023 - 09/05/2023
VELOCITY CAPITAL, LLC (NEW YORK NY)
NJ
04/18/2022 - 04/12/2023
VELOCITY CLEARING, LLC (HAZLET NJ)
TX
10/29/1999 - 04/18/2022
HILLTOP SECURITIES INC. (DALLAS TX)
TX
04/02/2020 - 05/19/2021
MOMENTUM INDEPENDENT NETWORK INC. (DALLAS TX)
BC
Issued 01/23/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/05/2010
Series 24 - General Securities Principal Examination
BC
Issued 04/25/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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