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Anthony Charles Berends

Hilltop Securities Inc.

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About Anthony Charles Berends

Anthony Berends is a financial professional with over 23 years of experience in the industry. Anthony is currently registered with Hilltop Securities Inc. Anthony's previous experience includes roles at Velocity Capital, LLC, Velocity Clearing, LLC, and Momentum Independent Network Inc. Anthony holds licenses for Series 7, 24, 55, 57TO, 82TO, 99TO, and SIE.

Firm Information

Anthony Berends is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Anthony Berends’s Registration & Firm History

TX

04/25/2023 - Present

Hilltop Securities Inc. (DALLAS TX)

NY

02/08/2023 - 09/05/2023

VELOCITY CAPITAL, LLC (NEW YORK NY)

NJ

04/18/2022 - 04/12/2023

VELOCITY CLEARING, LLC (HAZLET NJ)

TX

10/29/1999 - 04/18/2022

HILLTOP SECURITIES INC. (DALLAS TX)

TX

04/02/2020 - 05/19/2021

MOMENTUM INDEPENDENT NETWORK INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 01/23/2015

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/05/2010

Series 24 - General Securities Principal Examination

BC

Issued 04/25/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Anthony Charles Berends. Review regulatory record here.
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