Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Chan is an investment advisor representative currently registered with CWM, LLC, with offices in Omaha, NE and New York, NY. Anthony has been working in the financial services industry for over a decade and holds a variety of licenses and certifications, including Series 7, 63, 65 and SIE exams. Anthony has previously worked with J.P. Morgan Securities LLC, Chase Investment Services Corp. and Barclays De Zoete Wedd Securities Inc. Anthony's experience encompasses a broad range of financial services, including portfolio management for individuals, financial planning, and selection of other advisors. Anthony's primary focus is on providing financial advice and investment management services to individuals and high-net-worth individuals. Anthony also provides advisory services to corporations and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
NE
10/13/2023 - Present
CWM, LLC (OMAHA NE)
NY
10/01/2012 - 05/20/2019
J.P. MORGAN SECURITIES LLC (New York NY)
NY
08/15/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
02/08/2011 - 07/30/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/01/2008 - 01/11/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/13/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NA
04/16/1992 - 05/20/1994
BARCLAYS DE ZOETE WEDD SECURITIES INC.
IA
Issued 04/05/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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