Unclaimed
Anthony Cecil Hass is a financial professional with over 29 years of experience in the industry. Anthony is currently registered with KKR Capital Markets LLC and is a registered representative in 53 states and territories. Anthony also holds the Series 7, Series 63, Series 24, SIE and Series 79TO licenses. Anthony previously worked at Deutsche Bank Securities Inc. and BT Alex. Brown Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/21/2008 - Present
KKR Capital Markets LLC (SAN FRANCISCO CA)
NY
06/14/1999 - 08/20/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
08/31/1989 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 05/15/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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