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Anthony Cecil Hass

KKR Capital Markets LLC

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About Anthony Cecil Hass

Anthony Cecil Hass is a financial professional with over 29 years of experience in the industry. Anthony is currently registered with KKR Capital Markets LLC and is a registered representative in 53 states and territories. Anthony also holds the Series 7, Series 63, Series 24, SIE and Series 79TO licenses. Anthony previously worked at Deutsche Bank Securities Inc. and BT Alex. Brown Incorporated.

Firm Information

Anthony Hass is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Hass’s Registration & Firm History

CA

08/21/2008 - Present

KKR Capital Markets LLC (SAN FRANCISCO CA)

NY

06/14/1999 - 08/20/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

08/31/1989 - 06/14/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 05/15/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Cecil Hass.
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