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Anthony Catapano

Empower Advisory Group, LLC

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About Anthony Catapano

Anthony Catapano is an experienced financial advisor with over 8 years in the industry. Anthony is currently registered with Empower Advisory Group, LLC, and has a broad range of experience working with various financial institutions. He is licensed to offer investment advice in all 50 states, as well as the District of Columbia. Anthony specializes in providing financial planning and portfolio management for both individuals and businesses. His firm, Empower Advisory Group, LLC, is a Registered Investment Advisor (RIA) that specializes in providing financial advice and investment management services.

Firm Information

Anthony Catapano is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Catapano’s Registration & Firm History

NY

04/04/2024 - Present

Empower Advisory Group, LLC (Huntington Station NY)

NY

01/25/2023 - 03/08/2024

J.P. MORGAN SECURITIES LLC (GREENVALE NY)

NY

02/26/2021 - 05/26/2022

EDWARD JONES (SMITHTOWN NY)

NY

12/20/2018 - 11/10/2020

E*TRADE SECURITIES LLC (GARDEN CITY NY)

NY

03/01/2017 - 12/10/2018

TD AMERITRADE, INC. (GREAT NECK NY)

NY

10/29/2014 - 07/21/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MELVILLE NY)

NY

07/03/2014 - 08/25/2014

AEGIS CAPITAL CORP. (MELVILLE NY)

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Licenses & Designations

BOTH

Issued 05/25/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/24/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Catapano.
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