Unclaimed
Anthony Catapano is an experienced financial advisor with over 8 years in the industry. Anthony is currently registered with Empower Advisory Group, LLC, and has a broad range of experience working with various financial institutions. He is licensed to offer investment advice in all 50 states, as well as the District of Columbia. Anthony specializes in providing financial planning and portfolio management for both individuals and businesses. His firm, Empower Advisory Group, LLC, is a Registered Investment Advisor (RIA) that specializes in providing financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/04/2024 - Present
Empower Advisory Group, LLC (Huntington Station NY)
NY
01/25/2023 - 03/08/2024
J.P. MORGAN SECURITIES LLC (GREENVALE NY)
NY
02/26/2021 - 05/26/2022
EDWARD JONES (SMITHTOWN NY)
NY
12/20/2018 - 11/10/2020
E*TRADE SECURITIES LLC (GARDEN CITY NY)
NY
03/01/2017 - 12/10/2018
TD AMERITRADE, INC. (GREAT NECK NY)
NY
10/29/2014 - 07/21/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MELVILLE NY)
NY
07/03/2014 - 08/25/2014
AEGIS CAPITAL CORP. (MELVILLE NY)
BOTH
Issued 05/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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