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Anthony Carter

Charles Schwab & CO., Inc.

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About Anthony Carter

Anthony Carter is a financial advisor with Charles Schwab & Co., Inc. Anthony has over 6 years of experience in the financial services industry and has a Series 7, 63 and 65 licenses. Anthony's previous experience includes positions at J.P. Morgan Securities LLC, Robert W. Baird & Co. Incorporated, Fidelity Brokerage Services LLC, and Charles Schwab & Co., Inc.

Firm Information

Anthony Carter is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Anthony Carter’s Registration & Firm History

IL

12/06/2024 - Present

Charles Schwab & CO., Inc. (Chicago IL)

IL

06/16/2023 - 09/19/2023

J.P. MORGAN SECURITIES LLC (CHICAGO IL)

WI

06/16/2021 - 03/26/2023

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

KY

02/25/2021 - 03/24/2021

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

IN

08/20/2018 - 09/14/2018

CHARLES SCHWAB & CO., INC. (Indianapolis IN)

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Licenses & Designations

IA

Issued 11/01/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/05/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/14/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Carter.
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