Unclaimed
Anthony Dibattista is a financial advisor at Commonwealth Financial Network. Anthony has over 20 years of experience in the financial services industry. Anthony is registered with the state of Massachusetts and holds a Series 66, Series 63, Series 53, Series 4, Series 24, Series 99TO, Series 57TO, SIE, Series 55, and Series 7 license. Anthony specializes in providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Anthony is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
06/26/2023 - Present
Commonwealth Financial Network (WALTHAM MA)
NY
10/15/2001 - 01/17/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
11/19/1999 - 02/20/2001
ECAPITALIST FINANCIAL SERVICES, L.P. (NEW YORK NY)
BOTH
Issued 05/19/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/21/2001
Series 4 - Registered Options Principal Examination
BC
Issued 11/07/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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