Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Romero is a financial advisor with over 27 years of experience in the industry. Anthony is currently registered with Kovack Advisors, Inc. as a Registered Investment Advisor. Anthony is also registered with the Financial Industry Regulatory Authority (FINRA). Anthony has held previous positions with LINSCO/PRIVATE LEDGER CORP., PRIME CAPITAL SERVICES, INC., CIBC WORLD MARKETS CORP., and UNIBANK SECURITIES, INC.. Anthony specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/29/2007 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
FL
08/03/2004 - 06/14/2007
LINSCO/PRIVATE LEDGER CORP. (AVENTURA FL)
NY
01/10/2002 - 05/26/2004
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
03/30/2001 - 11/01/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/20/1996 - 02/01/2001
UNIBANK SECURITIES, INC. (NEW YORK NY)
IA
Issued 04/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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