Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Carl Hughes is a financial advisor with Barclays Capital Inc. in San Francisco, CA. Anthony has been in the industry since October 25, 1983. Anthony is registered with FINRA and has Series 7, Series 52TO, Series 53, Series 63, and Series 79TO licenses. Anthony has been with Barclays Capital Inc. since September 23, 2009. Previously, Anthony was employed at CITIGROUP GLOBAL MARKETS INC. in San Francisco, CA, CS FIRST BOSTON CORPORATION in New York, NY, LEHMAN BROTHERS INC., and LEHMAN BROTHERS KUHN LOEB INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/23/2009 - Present
Barclays Capital Inc. (SAN FRANCISCO CA)
CA
05/23/1995 - 09/16/2009
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
NY
12/26/1984 - 07/13/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NA
06/27/1984 - 08/31/1990
LEHMAN BROTHERS INC.
NA
10/20/1983 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
BC
Issued 01/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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