Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Caravetta is a financial advisor with over 23 years of experience in the financial services industry. Anthony is currently registered with J.p. Morgan Securities LLC. Previously, Anthony has worked with a number of firms including Chase Investment Services Corp., CARIS & COMPANY, INC., RBC PROFESSIONAL TRADER GROUP LLC, BROADPOINT CAPITAL, INC., BNY CAPITAL MARKETS INC. and Bear, Stearns & Co. Inc. Anthony holds the Series 7, 24, 55, 63, and 65 licenses. Anthony is a Certified Financial Planner. Anthony is registered to provide advisory services in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Louisiana, Maine, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
09/20/2013 - Present
J.p. Morgan Securities LLC (Miami FL)
NY
12/08/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
03/02/2010 - 08/13/2010
CARIS & COMPANY, INC. (NEW YORK NY)
NY
01/08/2009 - 09/04/2009
RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)
NY
03/03/2008 - 07/24/2008
BROADPOINT CAPITAL, INC. (NEW YORK NY)
NY
07/24/2007 - 03/04/2008
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NY
10/27/1997 - 06/14/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 01/26/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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