Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Cappelluzzi is a financial professional with Merrill Lynch, Pierce, Fenner & Smith Inc.. Anthony holds multiple licenses and certifications, including Series 7, Series 57, Series 66 and the SIE. Anthony has been in the financial industry since 2021 and has previously worked for Thrivent Investment Management Inc. and Horace Mann Investors, Inc.. Anthony is registered to provide investment advice in Alabama, Connecticut, Florida, Georgia, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TEMPLE TERRACE FL)
FL
08/10/2023 - 05/02/2024
HORACE MANN INVESTORS, INC. (Tampa FL)
FL
06/08/2022 - 08/08/2023
THRIVENT INVESTMENT MANAGEMENT INC. (Lakeland FL)
NY
01/06/2022 - 03/08/2022
T3 TRADING GROUP, LLC (NEW YORK NY)
BOTH
Issued 06/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/06/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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