Unclaimed
Anthony Cairo is a registered representative with LPL Financial LLC, based in Long Beach, New York. Anthony has been in the industry since 2010 and previously held positions with Royal Alliance Associates, Inc., Newport Coast Securities, Inc., Maxim Group LLC, HFP Capital Markets LLC, and Dawson James Securities, Inc. Anthony holds the Series 7 and Series 63 securities licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/10/2020 - Present
LPL Financial LLC (LONG BEACH NY)
NY
08/03/2018 - 08/12/2020
ROYAL ALLIANCE ASSOCIATES, INC. (LONG BEACH NY)
NY
12/04/2015 - 08/02/2016
NEWPORT COAST SECURITIES, INC. (NEW YORK NY)
NY
02/28/2014 - 10/30/2015
MAXIM GROUP LLC (NEW YORK NY)
NY
02/27/2009 - 02/24/2014
HFP CAPITAL MARKETS LLC (NEW YORK NY)
NY
09/03/2008 - 03/23/2009
DAWSON JAMES SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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