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Anthony Cacioppo

TP Icap Global Markets Americas LLC

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About Anthony Cacioppo

Anthony Cacioppo has been in the financial industry since January 5, 1995. Currently, Anthony is a registered representative of TP Icap Global Markets Americas LLC, located in New York, NY. Prior to that, Anthony was with Tullett Prebon Financial Services LLC in New York, NY and Tradition Securities and Derivatives LLC in Stamford, CT. Anthony has a Series 7, Series 63, and SIE license. Anthony has been active in the financial industry for over 25 years, working at various financial institutions. Anthony specializes in fixed income and derivatives.

Firm Information

Anthony Cacioppo is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Cacioppo’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

02/07/2023 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

CT

02/03/2021 - 01/31/2023

TRADITION SECURITIES AND DERIVATIVES LLC (Stamford CT)

NY

01/04/2006 - 11/03/2020

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

10/22/2003 - 12/15/2005

TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)

NY

11/11/1999 - 10/22/2003

CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)

NY

08/30/1999 - 11/09/1999

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

09/09/1992 - 01/13/1997

MURPHY & DURIEU (NEW YORK NY)

NA

01/27/1992 - 09/09/1992

FUNDAMENTAL CORPORATE BOND BROKERS

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Licenses & Designations

BC

Issued 09/28/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Cacioppo.
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