Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Shaw is a financial advisor at Edward Jones. Anthony has been in the financial services industry since 1988. Anthony holds Series 3, 7, 7TO, 55, 63, 65 and 66 securities licenses. Anthony has worked at several firms including BEAR, STEARNS & CO. INC. and WHITE RIVER SECURITIES, LLC. Anthony specializes in working with individuals, families and small businesses. Anthony provides financial planning services, portfolio management, and helps clients select other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
05/03/2023 - Present
Edward Jones (NEW YORK NY)
NY
12/09/2005 - 06/19/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/19/1988 - 10/17/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
09/26/2003 - 08/12/2005
WHITE RIVER SECURITIES, LLC (NEW YORK NY)
NY
09/17/2003 - 12/16/2003
WHITE RIVER SECURITIES, LLC (NEW YORK NY)
BOTH
Issued 08/28/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/09/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/15/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/29/1992
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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