Unclaimed
Anthony Ramondo is a financial professional with over 15 years of experience in the financial services industry. Anthony is currently registered with Pacific Select Distributors, LLC in Newport Beach, California. Previously, Anthony was affiliated with GWFS Equities, Inc., Transamerica Capital, Inc., Curian Clearing, LLC, Allianz Life Financial Services, LLC, Integrity Funds Distributor, Inc., and Planco Financial Services, LLC. Anthony holds Series 6, SIE, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/13/2019 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
CO
07/20/2016 - 03/29/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
04/04/2013 - 07/13/2016
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
06/08/2011 - 03/22/2013
CURIAN CLEARING, LLC (DENVER CO)
MN
01/23/2008 - 06/01/2011
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
ND
02/02/2007 - 01/22/2008
INTEGRITY FUNDS DISTRIBUTOR, INC. (MINOT ND)
CT
10/18/2005 - 04/13/2006
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
BC
Issued 09/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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