Unclaimed
Anthony Chiravolo is a financial professional with over 15 years of experience in the industry. Anthony is currently registered with Goldman Sachs & Co. LLC in COHOES, NY and has been with the firm since 2011. Prior to that, Anthony worked for Mercer Allied Company, L.P. and Goldman, Sachs & Co.. Anthony holds the Series 3, Series 7 and Series 66 licenses and has passed the SIE Exam. Anthony's registrations span all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Anthony has a diverse clientele that includes individuals, corporations, high net worth individuals, insurance companies, charitable organizations, and pooled investment vehicles. Anthony has been actively involved in providing financial planning and investment advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
04/15/2011 - Present
Goldman Sachs & Co. LLC (COHOES NY)
NY
11/23/2010 - 04/20/2011
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
NY
05/29/2006 - 12/06/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 05/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2011
Series 3 - National Commodity Futures Examination
BC
Issued 05/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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