Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony C Baker is a financial professional with over 20 years of experience in the financial services industry. Anthony currently holds a Series 79TO, Series 63, and SIE license and is registered with J.p. Morgan Securities LLC. Anthony has a strong track record of providing clients with comprehensive financial planning and investment management services. Previously, Anthony has been registered with CHASE INVESTMENT SERVICES CORP. and BNY INVESTMENT CENTER INC. Anthony C Baker is dedicated to helping clients achieve their financial goals and providing them with the guidance and support they need to make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/29/2023 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
10/04/2006 - 12/09/2008
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
06/04/2003 - 10/04/2006
BNY INVESTMENT CENTER INC. (NEW YORK NY)
BC
Issued 01/19/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/22/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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