Unclaimed
Anthony Benton Hemmelgarn has been in the financial services industry since 2002. Anthony is currently registered with Commonwealth Financial Network, and has been with the firm since 2018. Anthony is a Certified Financial Planner and holds the Series 7, 24, 63, and 65 licenses. Anthony also has a significant background in the banking industry, having worked as Senior VP & Director of Wealth Management at Brattleboro Savings & Loan. Anthony provides investment advice and financial planning services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
08/17/2018 - Present
Commonwealth Financial Network (BRATTLEBORO VT)
NY
08/01/2011 - 09/02/2014
ALPS DISTRIBUTORS, INC. (ALBANY NY)
NY
09/02/2009 - 08/01/2011
FORESIDE FUND SERVICES, LLC (ALBANY NY)
NY
12/15/2008 - 08/28/2009
LINCOLN FINANCIAL ADVISORS CORPORATION (ROCHESTER NY)
NY
07/15/2008 - 12/04/2008
M&T SECURITIES, INC. (ITHACA NY)
VT
06/23/2005 - 07/08/2008
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
MA
10/04/1999 - 07/02/2003
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 09/18/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/09/2008
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/16/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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