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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Gallo is a financial advisor with over 12 years of experience in the industry. Anthony is currently registered with Fidelity Personal And Workplace Advisors. Previously, Anthony worked at UBS FINANCIAL SERVICES INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Anthony has passed several industry exams, including the Series 66, Series 10, Series 9, and Series 7, demonstrating knowledge and expertise in financial markets. Anthony holds registrations in several states, including Massachusetts, New Jersey, North Carolina, South Carolina, Texas, Utah, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
09/11/2022 - Present
Fidelity Personal AND Workplace Advisors (GREENVILLE SC)
NC
05/27/2014 - 08/07/2019
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
AZ
03/24/2011 - 05/09/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
BOTH
Issued 04/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/23/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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