Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Battle is a registered investment advisor representative with Principal Securities, Inc. Anthony has been in the securities industry since 2012 and holds Series 6 and 63 licenses. Anthony is also registered with the state of Iowa as an investment advisor representative. Anthony has worked for several firms in the financial services industry, including NYLIFE Securities LLC, Prudential Investment Management Services LLC, and Mission Square Investment Services. Anthony has experience in providing financial planning, portfolio management, and investment advisory services to a variety of clients, including individuals, corporations, and charitable organizations. Anthony is currently employed by Principal Securities, Inc. in Brooklyn, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NY
06/06/2022 - Present
Principal Securities, Inc. (BROOKLYN NY)
NY
10/16/2017 - 04/13/2022
MISSIONSQUARE INVESTMENT SERVICES (NEW YORK NY)
NJ
10/28/2016 - 10/03/2017
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
02/07/2012 - 08/19/2016
NYLIFE SECURITIES LLC (NEW YORK NY)
BC
Issued 04/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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