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Anthony Bart Schwantes

Sammons Financial Network, LLC

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About Anthony Bart Schwantes

Anthony Bart Schwantes is a financial advisor at Sammons Financial Network, LLC. Anthony has been in the industry since 2003 and holds Series 7 and 66 securities licenses. Anthony has prior experience with Sammons Securities Company, LLC, American Express Financial Advisors Inc. and IDS Life Insurance Company. Anthony is currently registered with FINRA.

Firm Information

Anthony Schwantes is currently registered with Sammons Financial Network, LLC. Sammons Financial Network, LLC is a Limited Liability Company formed in June 2011. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

155

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Schwantes’s Registration & Firm History

IA

07/02/2014 - Present

Sammons Financial Network, LLC (WEST DES MOINES IA)

IA

05/28/2009 - 07/02/2014

SAMMONS SECURITIES COMPANY, LLC (WEST DES MOINES IA)

IA

07/27/2005 - 06/25/2007

SAMMONS SECURITIES COMPANY, LLC (WEST DES MOINES IA)

MN

12/04/2002 - 06/17/2005

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

12/04/2002 - 06/17/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

KS

10/23/2001 - 11/05/2002

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

BOTH

Issued 11/13/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Bart Schwantes.
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