linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Anthony Barbato

Securities Management & Research, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Anthony? Claim Your Profile

About Anthony Barbato

Anthony Barbato is a financial professional who has been in the industry since May 29, 2019. Anthony is currently registered with Securities Management & Research, Inc. and Berthel, Fisher & Co. Financial Services, Inc.. Anthony holds Series 7, 9, 10, 24, 63, 82TO and SIE licenses. Anthony is registered in Iowa, Maine, and North Carolina.

Firm Information

Anthony Barbato is currently registered with Securities Management & Research, Inc.. Securities Management & Research, Inc. is a corporation formed in December 1964. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Anthony Barbato’s Registration & Firm History

IA

10/17/2023 - Present

Securities Management & Research, Inc. (CEDAR RAPIDS IA)

GA

04/27/2023 - 10/06/2023

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

04/27/2023 - 10/06/2023

OSAIC WEALTH, INC. (SCOTTSDALE AZ)

NE

04/27/2023 - 10/06/2023

SECURITIES AMERICA, INC. (LAVISTA NE)

GA

04/27/2023 - 10/06/2023

TRIAD ADVISORS LLC (ATLANTA GA)

MN

04/27/2023 - 10/06/2023

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

AZ

04/27/2023 - 09/01/2023

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

CO

01/10/2020 - 08/05/2022

ROBINHOOD FINANCIAL, LLC (Denver CO)

FL

08/01/2018 - 12/12/2019

CHARLES SCHWAB & CO., INC. (Orlando FL)

Not sure if Anthony Barbato is right for you?

Licenses & Designations

BC

Issued 08/08/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2021

Series 24 - General Securities Principal Examination

BC

Issued 11/18/2019

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/06/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/27/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Barbato.
Not sure if Anthony Barbato is right for you?