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Anthony Baratta

BNP Paribas Securities Corp.

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About Anthony Baratta

Anthony Baratta is a financial professional with over 8 years of experience in the securities industry. Anthony is currently registered with BNP Paribas Securities Corp. Anthony holds the Series 63, Series 24, SIE, and Series 79 licenses. Anthony is registered in 52 states.

Firm Information

Anthony Baratta is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Baratta’s Registration & Firm History

IL

06/30/2015 - Present

BNP Paribas Securities Corp. (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/06/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Baratta.
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