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Anthony B Shelby

Spartan Capital Securities, LLC

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About Anthony B Shelby

Anthony Shelby is a financial professional with over 10 years of experience in the securities industry. Anthony is currently registered with Spartan Capital Securities, LLC and is licensed in 25 states. Anthony's professional background includes experience at National Securities Corporation, Laidlaw & Company (UK) LTD., Legend Securities, Inc., PHX Financial, Inc., and E.J. Sterling, LLC. Anthony holds the Series 63, Series 7 and SIE exams.

Firm Information

Anthony Shelby is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Shelby’s Registration & Firm History

NY

03/20/2018 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

NY

03/07/2017 - 02/14/2018

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

02/08/2016 - 03/16/2017

LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)

NY

06/17/2014 - 12/15/2015

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

03/04/2014 - 06/19/2014

PHX FINANCIAL, INC. (NEW YORK NY)

NY

09/12/2013 - 02/19/2014

E.J. STERLING, LLC (NEW YORK NY)

NY

10/17/2012 - 09/11/2013

LEGEND SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/28/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony B Shelby.
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