Unclaimed
Anthony Shelby is a financial professional with over 10 years of experience in the securities industry. Anthony is currently registered with Spartan Capital Securities, LLC and is licensed in 25 states. Anthony's professional background includes experience at National Securities Corporation, Laidlaw & Company (UK) LTD., Legend Securities, Inc., PHX Financial, Inc., and E.J. Sterling, LLC. Anthony holds the Series 63, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/20/2018 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
03/07/2017 - 02/14/2018
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
02/08/2016 - 03/16/2017
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
06/17/2014 - 12/15/2015
LEGEND SECURITIES, INC. (NEW YORK NY)
NY
03/04/2014 - 06/19/2014
PHX FINANCIAL, INC. (NEW YORK NY)
NY
09/12/2013 - 02/19/2014
E.J. STERLING, LLC (NEW YORK NY)
NY
10/17/2012 - 09/11/2013
LEGEND SECURITIES, INC. (NEW YORK NY)
BC
Issued 11/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Anthony Shelby is the right advisor for you? Invested Better is here to help.