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Anthony B Lowbeer

R. F. Lafferty & CO., Inc.

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About Anthony B Lowbeer

Anthony B. Lowbeer is a registered representative and investment advisor with over 40 years of experience in the financial industry. Anthony is currently associated with R. F. Lafferty & CO., Inc., a firm that provides investment advisory and brokerage services. Prior to joining R. F. Lafferty & CO., Inc., Anthony worked at various firms, including Scarsdale Equities LLC, Brimberg & Co., LB-EN & Company, Inc., Mitchell Securities, Inc., M. Kimelman & Co., Rooney, Pace Inc., L. F. Rothschild, Unterberg, Tobin, and Neuberger & Berman. Anthony is licensed to provide investment advisory services in several states and holds a variety of licenses, including Series 63, Series 24, Series 40, Series 79TO, Series 57TO, Series 7TO, Series 99TO, Series 62, SIE, Series 55, PC, and Series 1. Anthony specializes in portfolio management for individuals and selection of other advisers.

Firm Information

Anthony Lowbeer is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Lowbeer’s Registration & Firm History

NY

08/05/2020 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

NY

06/27/2005 - 09/04/2020

SCARSDALE EQUITIES LLC (NEW YORK NY)

NY

09/11/1998 - 08/24/2005

BRIMBERG & CO. (NEW YORK NY)

NA

12/22/1994 - 08/03/1999

LB-EN & COMPANY, INC.

NJ

06/27/1995 - 09/18/1998

MITCHELL SECURITIES, INC. (MORRISTOWN NJ)

NY

08/23/1984 - 07/25/1995

M. KIMELMAN & CO. (NEW YORK NY)

NA

03/30/1983 - 08/07/1984

ROONEY, PACE INC.

NA

07/25/1975 - 04/05/1983

L. F. ROTHSCHILD, UNTERBERG, TOWBIN

NA

10/11/1972 - 08/23/1975

NEUBERGER & BERMAN

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Licenses & Designations

BC

Issued 01/25/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/08/1995

Series 24 - General Securities Principal Examination

BC

Issued 02/27/1978

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/12/1977

PC - AMEX Put and Call Exam

BC

Issued 10/09/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anthony B Lowbeer.
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