Unclaimed
Anthony B. Lowbeer is a registered representative and investment advisor with over 40 years of experience in the financial industry. Anthony is currently associated with R. F. Lafferty & CO., Inc., a firm that provides investment advisory and brokerage services. Prior to joining R. F. Lafferty & CO., Inc., Anthony worked at various firms, including Scarsdale Equities LLC, Brimberg & Co., LB-EN & Company, Inc., Mitchell Securities, Inc., M. Kimelman & Co., Rooney, Pace Inc., L. F. Rothschild, Unterberg, Tobin, and Neuberger & Berman. Anthony is licensed to provide investment advisory services in several states and holds a variety of licenses, including Series 63, Series 24, Series 40, Series 79TO, Series 57TO, Series 7TO, Series 99TO, Series 62, SIE, Series 55, PC, and Series 1. Anthony specializes in portfolio management for individuals and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/05/2020 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
06/27/2005 - 09/04/2020
SCARSDALE EQUITIES LLC (NEW YORK NY)
NY
09/11/1998 - 08/24/2005
BRIMBERG & CO. (NEW YORK NY)
NA
12/22/1994 - 08/03/1999
LB-EN & COMPANY, INC.
NJ
06/27/1995 - 09/18/1998
MITCHELL SECURITIES, INC. (MORRISTOWN NJ)
NY
08/23/1984 - 07/25/1995
M. KIMELMAN & CO. (NEW YORK NY)
NA
03/30/1983 - 08/07/1984
ROONEY, PACE INC.
NA
07/25/1975 - 04/05/1983
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
NA
10/11/1972 - 08/23/1975
NEUBERGER & BERMAN
BC
Issued 01/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/1995
Series 24 - General Securities Principal Examination
BC
Issued 02/27/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/12/1977
PC - AMEX Put and Call Exam
BC
Issued 10/09/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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