Unclaimed
Anthony B Johnson is an Investment Advisor Representative with Edward Jones. Anthony B Johnson has been in the financial services industry since December 19, 1987. Anthony B Johnson is registered with 21 state securities authorities in the US. Anthony B Johnson has a Series 7, Series 24, Series 63 and Series 65. Anthony B Johnson was previously employed by The Dreyfus Service Corporation, Bear, Stearns & Co. Inc., Provident Mutual Financial Services, Inc., NSR Distributors, Inc., PML Securities Company, Zweig Securities Corp. and 1717 Capital Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DE
11/17/2006 - Present
Edward Jones (MIDDLETOWN DE)
DE
01/23/1994 - 07/31/1997
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
CT
03/29/1993 - 01/07/1994
ZWEIG SECURITIES CORP. (HARTFORD CT)
DE
05/28/1992 - 04/01/1993
PML SECURITIES COMPANY (NEWARK DE)
PA
08/22/1990 - 03/26/1993
PROVIDENTMUTUAL FINANCIAL SERVICES, INC. (PHILADELPHIA PA)
CT
10/07/1988 - 06/12/1990
NSR DISTRIBUTORS, INC. (ENFIELD CT)
NA
08/29/1987 - 06/21/1988
THE DREYFUS SERVICE CORPORATION
NA
03/27/1987 - 07/02/1987
BEAR, STEARNS & CO. INC.
IA
Issued 09/15/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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