Unclaimed
Anthony Azzara is a financial advisor registered with Citigroup Global Markets Inc. Anthony has been active in the financial services industry since 2002 and has a broad range of experience. Anthony holds several licenses, including Series 7, Series 3, Series 25, Series 55, Series 21, Series 57TO and SIE. Prior to joining Citigroup, Anthony worked at Goldman Sachs Execution & Clearing, L.P., SPEAR, LEEDS & KELLOGG SPECIALISTS LLC, BEAR, STEARNS & CO. INC. and ING BARINGS LLC. Anthony provides financial planning and portfolio management services to individuals, businesses, charitable organizations, and pension plans. Anthony is registered to offer his services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/10/2009 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
09/02/2002 - 07/27/2007
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
08/20/2002 - 07/27/2007
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
NY
02/01/2001 - 06/29/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
02/03/2000 - 12/31/2000
ING BARINGS LLC (NEW YORK NY)
BC
Issued 02/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2009
Series 3 - National Commodity Futures Examination
BC
Issued 02/17/2004
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 03/10/2003
Series 25 - NYSE Trading Assistant Examination
BC
Issued 10/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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