Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Avella is a financial advisor with over 20 years of experience in the industry. Anthony has been registered with Wells Fargo Clearing Services, LLC since August 2020. Prior to joining Wells Fargo Clearing Services, LLC, Anthony worked at Oppenheimer & Co. Inc. Anthony has a Series 63, Series 66, and Series 7 licenses as well as a Series 9 and Series 10 license. Anthony specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/11/2020 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
FL
07/16/2007 - 08/07/2020
OPPENHEIMER & CO. INC. (BOCA RATON FL)
NJ
06/14/2004 - 08/01/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
KS
02/11/2003 - 06/11/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
NJ
10/14/1999 - 03/02/2001
BERGEN CAPITAL, INC. (HASBROUCK HEIGHTS NJ)
NJ
05/14/1998 - 10/08/1999
U. S. A. INVESTMENTS INCORPORATED (MORRISTOWN NJ)
BOTH
Issued 05/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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