Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Andrew Nieddu is a financial advisor with Raymond James Financial Services Advisors, Inc. Anthony is licensed to provide financial advice in 13 states and has been in the financial industry since 1996. Anthony's previous experience includes working with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., WACHOVIA SECURITIES, LLC, WELLS FARGO INVESTMENTS, LLC, WELLS FARGO SECURITIES INC., and PRUDENTIAL SECURITIES INCORPORATED. Anthony holds Series 7, Series 9, Series 10, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
12/08/2021 - Present
Raymond James Financial Services Advisors, Inc. (LODI CA)
CA
10/23/2009 - 06/08/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STOCKTON CA)
CA
03/31/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (STOCKTON CA)
MO
12/17/2001 - 04/03/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
CA
05/02/2001 - 12/13/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
01/10/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
08/15/1996 - 01/12/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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