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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Russo is a financial advisor with Stifel, Nicolaus & Company, Inc. Anthony has been in the financial industry since 1991. Anthony is registered with the state of California and Texas as a broker and investment advisor representative. Anthony holds a series of certifications including Series 3, 7, 9, 10, 63, and 65. Anthony is also a certified financial planner. Anthony provides financial planning, pension consulting, educational seminars, portfolio management for businesses, and individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/13/2020 - Present
Stifel, Nicolaus & Company, Inc. (OXNARD CA)
CA
07/15/1996 - 01/16/2008
A. G. EDWARDS & SONS, INC. (OXNARD CA)
NY
01/25/1991 - 06/24/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/05/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/27/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1991
Series 3 - National Commodity Futures Examination
BC
Issued 01/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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