Unclaimed
Anthony Cardinal is an investment advisor representative at NFP Retirement Inc., with over 30 years of experience in the financial industry. Anthony has specialized in helping clients with their retirement planning and investment needs. Anthony has a strong track record of success in assisting clients with their financial goals. Anthony is committed to providing personalized financial advice and guidance to help his clients achieve their financial goals. Anthony is registered with the state of Minnesota and holds the Series 6, Series 26, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research reports on 401(k) plans / diligence on investment lineups
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
12/15/2016 - Present
NFP Retirement Inc. (ALISO VIEJO CA)
MN
12/23/1994 - 01/08/1998
FORTIS INVESTORS, INC. (OAKDALE MN)
NJ
12/21/1988 - 12/22/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
12/21/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 12/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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