Unclaimed
Anthony Allen is a financial professional with over 8 years of experience in the industry. Anthony is registered with Northwestern Mutual Investment Services, LLC, and is licensed in 20 states. Anthony specializes in investment advisory services and referrals to other advisors. Anthony offers other advisory services as well as investment research. Anthony has Series 6 and Series 63 licenses. Anthony is based in Greenville, South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
SC
10/07/2015 - Present
Northwestern Mutual Investment Services, LLC (Greenville SC)
BC
Issued 12/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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