Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Rossi is a financial advisor with over 45 years of experience in the financial services industry. Anthony currently works at Osaic Wealth, Inc. Anthony has been registered with FINRA since 1976 and has a Series 7, Series 5, Series 63, Series 65, and SIE license. Anthony has worked at several firms throughout his career, including Lehman Brothers Inc., Citigroup Global Markets Inc., and Securities America, Inc. Anthony provides financial planning, portfolio management, and educational seminars to a wide range of clients, including individuals, families, and businesses. Anthony is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (Webster NY)
NY
04/30/2008 - 06/14/2024
SECURITIES AMERICA, INC. (Webster NY)
NY
07/31/1993 - 05/05/2008
CITIGROUP GLOBAL MARKETS INC. (ROCHESTER NY)
NY
11/22/1977 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/17/1976 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
03/03/1975 - 11/17/1976
SHEARSON HAYDEN STONE INC.
NA
02/07/1972 - 08/01/1975
BACHE & CO INCORPORATED
NA
11/17/1970 - 02/28/1972
DUPONT WALSTON, INCORPORATED
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 05/31/1977
PC - AMEX Put and Call Exam
BC
Issued 12/01/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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