Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Alexander Louca is a financial advisor with over 20 years of experience in the industry. Anthony is currently registered with Hsbc Securities (usa) Inc. Anthony has held past roles at several firms including Fortis Clearing Americas LLC, Baker & Co., Incorporated, Richard C. Naso Co., Inc., and Floor Broker Network, Inc. Anthony is a licensed investment advisor in New Jersey and New York, and is series 63, 65, 7, 9, 10, 24, and SIE licensed. Anthony also holds the NYSE Trading Assistant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
08/24/2015 - Present
Hsbc Securities (usa) Inc. (NEW HYDE PARK NY)
IL
12/16/2004 - 07/05/2007
FORTIS CLEARING AMERICAS LLC (CHICAGO IL)
OH
08/16/2004 - 12/31/2004
BAKER & CO., INCORPORATED (ROCKY RIVER OH)
NY
12/18/2001 - 08/16/2004
RICHARD C. NASO CO., INC. (NEW YORK NY)
NY
08/08/2000 - 08/16/2004
FLOOR BROKER NETWORK, INC. (NEW YORK NY)
NY
05/02/2001 - 07/31/2001
RICHARD C. NASO CO., INC. (NEW YORK NY)
IA
Issued 08/21/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/19/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/20/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2001
Series 25 - NYSE Trading Assistant Examination
BC
Issued 01/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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