Unclaimed
Anthony Alessio Ferrara is a registered representative with Wells Fargo Clearing Services, LLC. Anthony has been in the securities industry since 1979. Anthony is also a registered investment advisor in the state of New Jersey. Anthony is currently located in the Red Bank, NJ branch office. Anthony has been associated with Morgan Stanley, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc., before joining Wells Fargo Clearing Services, LLC. Anthony is a Series 3, 7, 63 and 65 licensed individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/19/2013 - Present
Wells Fargo Clearing Services, LLC (RED BANK NJ)
NJ
06/01/2009 - 08/29/2013
MORGAN STANLEY (RED BANK NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RED BANK NJ)
NJ
10/15/1986 - 04/02/2007
MORGAN STANLEY DW INC. (RED BANK NJ)
NA
06/22/1979 - 10/07/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 06/07/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1988
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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