Unclaimed
Anthony Alan Gurera is a financial advisor with Northwestern Mutual Investment Services, LLC, based in Kansas City, MO. Anthony has been in the financial services industry since February 2021. Anthony has a Series 7, Series 63, and Series 6 licenses. Anthony has a strong track record of helping clients achieve their financial goals, and is committed to providing personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
02/22/2021 - Present
Northwestern Mutual Investment Services, LLC (KANSAS CITY MO)
BC
Issued 03/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/22/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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