Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Pallone is a financial professional with over 20 years of experience in the industry. Anthony is currently registered with Jefferies LLC and has been with them since July 2014. Anthony has a strong track record of success in the financial services industry. He has a wide range of experience, including working with Lehman Brothers Inc. and Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/31/2014 - Present
Jefferies LLC (NEW YORK NY)
NY
05/18/2015 - 02/16/2018
JEFFERIES EXECUTION SERVICES, INC. (NEW YORK NY)
NY
09/22/2008 - 04/14/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/02/2003 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
12/11/2002 - 06/16/2003
ADP BROKER-DEALER, INC. (ROSELAND NJ)
BC
Issued 11/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2006
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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