Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Cook is a financial advisor at Cambridge Investment Research Advisors, Inc. Anthony has been in the financial services industry since 2012 and holds the Series 6, 7, 63, and 66 licenses. Anthony has experience providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and charitable organizations. Anthony is also a registered representative of Cambridge Investment Research Inc. and is registered to offer securities in Ohio, Kentucky, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
05/25/2023 - Present
Cambridge Investment Research Advisors, Inc. (Cincinnati OH)
OH
10/20/2017 - 09/24/2018
PARK AVENUE SECURITIES LLC (CINCINNATI OH)
OH
08/06/2014 - 07/20/2017
MML INVESTORS SERVICES, LLC (CINCINNATI OH)
OH
11/21/2012 - 07/16/2014
NYLIFE SECURITIES LLC (CINCINNATI OH)
BOTH
Issued 05/24/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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