Unclaimed
Anson Michael Sager is a registered representative with Loop Capital Markets LLC, a firm that has been active since 2/6/2012. Anson has been working in the securities industry since 1998. Prior to Loop Capital Markets LLC, Anson was registered with MF GLOBAL INC., CONCEPT CAPITAL MARKETS, LLC, SANDERS MORRIS HARRIS INC., STANFORD GROUP COMPANY, CHARLES SCHWAB & CO., INC., SCHWAB CAPITAL MARKETS L.P., SOUNDVIEW TECHNOLOGY CORPORATION and LEE SAGER JR. INC.. Anson is licensed in both New York and North Carolina and holds licenses for Series 63, Series 24, Series 57TO, Series 55, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
IL
02/06/2012 - Present
Loop Capital Markets LLC (CHICAGO IL)
NY
11/01/2010 - 12/05/2011
MF GLOBAL INC. (NEW YORK NY)
CT
11/01/2010 - 11/02/2010
CONCEPT CAPITAL MARKETS, LLC (GREENWICH CT)
CT
03/16/2009 - 11/02/2010
SANDERS MORRIS HARRIS INC. (GREENWICH CT)
NY
02/07/2006 - 03/16/2009
STANFORD GROUP COMPANY (NEW YORK NY)
TX
04/12/2004 - 11/11/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
01/12/2004 - 11/11/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
CT
01/20/1997 - 01/12/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
NY
08/06/1996 - 02/12/1997
LEE SAGER JR. INC. (NEW YORK NY)
BC
Issued 08/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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