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Anson Kwan

BA Securities, LLC

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About Anson Kwan

Anson Kwan is a financial professional with over 9 years of experience in the industry. Anson is currently registered with Ba Securities, LLC, where they have been employed since August 15, 2023. Prior to joining Ba Securities, LLC, Anson worked at Growthpoint Technology Partners, LLC, a firm where they had been registered from July 26, 2014 until August 4, 2023. Anson is licensed to provide securities-related services in California, District of Columbia, New Jersey, New York, Pennsylvania, and Washington.

Firm Information

Anson Kwan is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anson Kwan’s Registration & Firm History

PA

08/15/2023 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

CA

07/26/2014 - 08/04/2023

GROWTHPOINT TECHNOLOGY PARTNERS, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 06/21/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anson Kwan.
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