Unclaimed
Anson Kwan is a financial professional with over 9 years of experience in the industry. Anson is currently registered with Ba Securities, LLC, where they have been employed since August 15, 2023. Prior to joining Ba Securities, LLC, Anson worked at Growthpoint Technology Partners, LLC, a firm where they had been registered from July 26, 2014 until August 4, 2023. Anson is licensed to provide securities-related services in California, District of Columbia, New Jersey, New York, Pennsylvania, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/15/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
CA
07/26/2014 - 08/04/2023
GROWTHPOINT TECHNOLOGY PARTNERS, LLC (SAN FRANCISCO CA)
BC
Issued 06/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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