Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anoop? Claim Your ProfileAnoop Rathod is a registered representative with FEF Distributors, LLC. Anoop is a licensed professional with over 10 years of experience in the financial industry. Anoop previously worked with PIMCO INVESTMENTS LLC and ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC. Anoop has a broad range of experience in various investment products. Anoop holds FINRA Series 3, 7, 7TO, 63, and 66 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/21/2023 - Present
FEF Distributors, LLC (New York NY)
TX
11/25/2019 - 06/29/2023
PIMCO INVESTMENTS LLC (Austin TX)
NY
02/14/2011 - 05/30/2012
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
04/09/2010 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
08/30/2007 - 08/07/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2020
Series 3 - National Commodity Futures Examination
BC
Issued 11/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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