Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anny? Claim Your ProfileAnny Kadomatsu is a financial advisor with over 10 years of experience. Anny is a Registered Representative with Principal Securities, Inc. and holds the Series 4, 7, 24, and 63 licenses. Anny is also a Registered Investment Advisor with the state of Iowa, having passed the Series 65 exam. Anny has worked for firms like Cetera Advisors LLC and First Allied Securities, Inc. Prior to that, Anny worked for Girard Securities, Inc. and TD Ameritrade, Inc.. Anny has experience with investment advisory services, financial planning, portfolio management for individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
09/12/2024 - Present
Principal Securities, Inc. (POWAY CA)
CA
05/18/2020 - 10/08/2021
CETERA ADVISORS LLC (SAN DIEGO CA)
CA
05/13/2014 - 10/08/2021
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
10/02/2013 - 05/02/2014
GIRARD SECURITIES, INC. (SAN DIEGO CA)
CA
04/04/2013 - 10/14/2013
TD AMERITRADE, INC. (SAN DIEGO CA)
IA
Issued 03/29/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2019
Series 4 - Registered Options Principal Examination
BC
Issued 06/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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