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Annmarie Woods

Guggenheim Investments

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About Annmarie Woods

Annmarie Woods is a financial advisor with over 25 years of experience in the industry. She has a Series 6, 7, 63 and 65 license and is currently registered with Guggenheim Investments. Annmarie has worked with firms such as NYLIFE Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Prudential Securities Incorporated. Annmarie is dedicated to helping clients reach their financial goals, and is committed to providing personalized and comprehensive financial advice.

Firm Information

Annmarie Woods is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Annmarie Woods’s Registration & Firm History

NJ

02/07/2025 - Present

Guggenheim Investments (Fair Haven NJ)

NJ

08/08/2005 - 08/11/2020

NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)

NY

10/08/2004 - 07/22/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

11/09/2001 - 08/20/2004

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

NY

03/08/2000 - 06/23/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

01/01/1997 - 02/28/2000

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NY

10/16/1995 - 01/01/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NC

11/18/1986 - 06/30/1988

KEYSTONE DISTRIBUTORS, INC. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 02/22/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/1995

Series 7 - General Securities Representative Examination

BC

Issued 11/17/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Annmarie Woods.
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