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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annmarie? Claim Your ProfileAnnmarie Becci is a financial advisor with UBS Financial Services Inc. in Salt Lake City, UT. Annmarie has been in the industry since June 1997. She is registered with FINRA and the states of Texas and Utah. Annmarie has held previous positions with MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Annmarie holds a Series 7, 63, 65, and 66 license. She has also passed the SIE exam. Annmarie provides investment advice and financial planning services to individuals, corporations, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
UT
01/13/2012 - Present
UBS Financial Services Inc. (SALT LAKE CITY UT)
UT
06/01/2009 - 01/19/2012
MORGAN STANLEY SMITH BARNEY (SALT LAKE CITY UT)
UT
06/06/1997 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALT LAKE CITY UT)
BOTH
Issued 06/13/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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