Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annie? Claim Your ProfileAnnie Toy is a financial advisor with Cetera Investment Advisers LLC. Annie has been in the financial services industry since February 17, 2003, and has a wealth of experience in helping clients achieve their financial goals. Annie holds a Series 7 and Series 66 license, as well as the Securities Industry Essentials (SIE) exam. Annie is registered to provide investment advice in California. In addition to her work with Cetera Investment Advisers LLC, Annie also serves as a retail bank branch manager at Cathay Bank. Annie has previously worked with Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC. Annie has a strong commitment to providing her clients with personalized financial guidance and is dedicated to helping them build a secure financial future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/21/2023 - Present
Cetera Investment Advisers LLC (CUPERTINA CA)
CA
01/03/2011 - 04/06/2023
WELLS FARGO CLEARING SERVICES, LLC (MENLO PARK CA)
CA
12/05/2002 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FREMONT CA)
BOTH
Issued 04/01/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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