Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annie? Claim Your ProfileAnnie Wang is a registered representative with HSBC Securities (USA) Inc. Annie has been in the securities industry since October 2006. Annie has a Series 7 and Series 66 license. Annie is registered in 53 states and the District of Columbia. Annie also works as a Bank Officer for HSBC Bank (USA) N.A. and engages in the sale of bank related products and services. Annie's primary focus is on providing asset allocation recommendations and managing client portfolios.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
11/01/2021 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
07/07/2009 - 08/17/2010
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
02/27/2009 - 07/02/2009
HSBC SECURITIES (USA) INC. (EDISON NJ)
NJ
02/07/2006 - 02/03/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LEE NJ)
BOTH
Issued 04/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Annie Wang is the right advisor for you? Invested Better is here to help.
