Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Annie? Claim Your ProfileAnnie Rodriguez is a registered representative with J.P. Morgan Securities LLC, a broker-dealer, and an investment advisor representative. Annie has been in the securities industry since 2005 and has been associated with J.P. Morgan Securities LLC since 2017. Annie is also registered as an investment advisor representative in Texas. Annie's previous experience includes working with other firms such as Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Barclays Capital Inc. and Cantor Fitzgerald & Co. Annie has a broad range of experience in the securities industry and holds multiple licenses and registrations including Series 63, 66, 7, 9, 10, and the SIE exam. Annie is specialized in various areas of the securities industry, including investment advisory, brokerage, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/23/2024 - Present
J.p. Morgan Securities LLC (New York NY)
NY
03/23/2020 - 08/09/2024
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
01/17/2017 - 03/26/2020
J.P. MORGAN SECURITIES LLC (New York NY)
NY
09/09/2013 - 01/13/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/06/2011 - 09/18/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/11/2008 - 04/05/2011
MAXIM GROUP LLC (NEW YORK NY)
NY
07/10/2007 - 02/27/2008
E*TRADE CAPITAL MARKETS LLC (NEW YORK NY)
NY
08/01/2006 - 06/25/2007
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
08/17/2005 - 08/02/2006
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
MA
07/13/2005 - 08/01/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 01/26/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/01/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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